Abstract
Purpose
This study evaluated the impact of preoperative oral hygiene on the incidence of postoperative pneumonia (PP) and surgical site infection (SSI) in patients undergoing esophageal cancer surgery considering the influence of COVID-19 and developing effective perioperative oral care methods.
Methods
The medical records of patients who underwent esophageal cancer surgery between January 2017 and March 2022 were analyzed. Patient characteristics and the incidence of PP and SSI before and during COVID-19 were compared. A multiple logistic regression analysis was performed with PP and SSI as the dependent variables.
Results
This analysis included 207 participants. The mean age was 66.6 ± 8.3 years old, and 78.3% were male. There were no significant changes in the incidence of PP or SSI before and during the COVID-19 pandemic. Preoperative xerostomia significantly increased the risk of PP (odds ratio = 3.34, 95% confidence interval 1.10–10.08, p = 0.033), an advanced cancer stage, and recurrent laryngeal nerve palsy. Surgical procedures and reconstructive organs, but not preoperative oral hygiene factors, were associated with SSI.
Conclusions
The incidence of PP and SSI in patients with esophageal cancer showed no marked changes before or during the COVID-19 pandemic. Managing preoperative xerostomia may be crucial for reducing the risk of PP.
Access this article
We’re sorry, something doesn't seem to be working properly.
Please try refreshing the page. If that doesn't work, please contact support so we can address the problem.


Similar content being viewed by others
References
Booka E, Takeuchi H, Nishi T, Matsuda S, Kaburagi T, Fukuda K, et al. The impact of postoperative complications on survivals after esophagectomy for esophageal cancer. Med (Baltim). 2015;94(33): e1369.
Buchholz V, Berman J, Liu D, Le P, Weinberg L. Financial burden of postoperative complications following oesophagectomy: a scoping review protocol. BMJ Open. 2023;13(12): e080087.
Takeuchi H, Miyata H, Gotoh M, Kitagawa Y, Baba H, Kimura W, et al. A risk model for esophagectomy using data of 5354 patients included in a Japanese nationwide web-based database. Ann Surg. 2014;260(2):259–66.
Goense L, van Rossum PS, Tromp M, Joore HC, van Dijk D, Kroese AC, et al. Intraoperative and postoperative risk factors for anastomotic leakage and pneumonia after esophagectomy for cancer. Dis Esophagus. 2017;30(1):1–10.
Raymond DP, Seder CW, Wright CD, Magee MJ, Kosinski AS, Cassivi SD, et al. Predictors of major morbidity or mortality after resection for esophageal cancer: a Society of Thoracic Surgeons general thoracic surgery database risk adjustment model. Ann Thorac Surg. 2016;102(1):207–14.
Japan nosocomial infections surveillance (JANIS) (2022. June 1). JANIS SSI Division Public Information. Available from: https://janis.mhlw.go.jp/report/ssi.html
Horinouchi T, Yoshida N, Toihata T, Harada K, Eto K, Ogawa K, et al. Postoperative respiratory morbidity can adversely affect prognosis in thoracoscopic esophagectomy for esophageal cancer: a retrospective study. Surg Endosc. 2023;37(3):2104–11.
Uchihara T, Yoshida N, Baba Y, Yagi T, Toihata T, Oda E, et al. Risk factors for pulmonary morbidities after minimally invasive esophagectomy for esophageal cancer. Surg Endosc. 2018;32(6):2852–8.
Akutsu Y, Matsubara H, Okazumi S, Shimada H, Shuto K, Shiratori T, et al. Impact of preoperative dental plaque culture for predicting postoperative pneumonia in esophageal cancer patients. Dig Surg. 2008;25(2):93–7.
Fukushima T, Watanabe N, Okita Y, Yokota S, Matsuoka A, Kojima K, et al. The evaluation of the association between preoperative sarcopenia and postoperative pneumonia and factors for preoperative sarcopenia in patients undergoing thoracoscopic-laparoscopic esophagectomy for esophageal cancer. Surg Today. 2023;53(7):782–90.
Takahashi K, Nishikawa K, Tanishima Y, Ishikawa Y, Kurogochi T, Yuda M, et al. Risk stratification of postoperative pneumonia in patients undergoing subtotal esophagectomy for esophageal cancer. Anticancer Res. 2022;42(6):3023–8.
Koyanagi K, Igaki H, Iwabu J, Ochiai H, Tachimori Y. Recurrent laryngeal nerve paralysis after esophagectomy: Respiratory complications and role of nerve reconstruction. Tohoku J Exp Med. 2015;237(1):1–8.
Aoyama T, Atsumi Y, Hara K, Tamagawa H, Tamagawa A, Komori K, et al. Risk factors for postoperative anastomosis leak after esophagectomy for esophageal cancer. In Vivo. 2020;34(2):857–62.
Fukuda H. Patient-related risk factors for surgical site infection following eight types of gastrointestinal surgery. J Hosp Infect. 2016;93(4):347–54.
Luan A, Hunter CL, Crowe CS, Lee GK. Comparison of outcomes of total esophageal reconstruction with supercharged jejunal flap, colonic interposition, and gastric pull-up. Ann Plast Surg. 2018;80:S274–8.
Mangram AJ, Horan TC, Pearson ML, Silver LC, Jarvis WR. Guideline for prevention of surgical site infection, 1999. Centers for Disease Control and Prevention (CDC) hospital infection control practices advisory committee. Am J Infect Control. 1999;27(2):97–132; quiz 133–4; discussion 96.
Yibulayin W, Abulizi S, Lv H, Sun W. Minimally invasive oesophagectomy versus open esophagectomy for resectable esophageal cancer: a meta-analysis. World J Surg Oncol. 2016;14(1):304.
Yoshida N, Yamamoto H, Baba H, Miyata H, Watanabe M, Toh Y, et al. Can minimally invasive esophagectomy replace open esophagectomy for esophageal cancer? Latest analysis of 24,233 esophagectomies from the Japanese national clinical database. Ann Surg. 2020;272(1):118–24.
Saeki H, Tsutsumi S, Tajiri H, Yukaya T, Tsutsumi R, Nishimura S, et al. Prognostic significance of postoperative complications after curative resection for patients with esophageal squamous cell carcinoma. Ann Surg. 2017;265(3):527–33.
Yoshioka M, Hinode D, Yamamoto Y, Furukita Y, Tangoku A. Alteration of the oral environment in patients undergoing esophagectomy during the perioperative period. J Appl Oral Sci. 2013;21(2):183–9.
Papaconstantinou D, Fournaridi AV, Tasioudi K, Lidoriki I, Michalinos A, Konstantoudakis G, et al. Identifying the role of preoperative oral/dental health care in post-esophagectomy pulmonary complications: a systematic review and meta-analysis. Dis Esophagus. 2022. https://doi.org/10.1093/dote/doac062.
Brian Z, Weintraub JA. Oral Health and COVID-19: Increasing the need for prevention and access. Prev Chronic Dis. 2020;17:E82.
Oba MK, Innocentini L, Viani G, Ricz HMA, de Carvalho RT, Ferrari TC, et al. Evaluation of the correlation between side effects to oral mucosa, salivary glands, and general health status with quality of life during intensity-modulated radiotherapy for head and neck cancer. Support Care Cancer. 2021;29(1):127–34.
Gondo T, Fujita K, Nagafuchi M, Obuchi T, Ikeda D, Yasumatsu R, et al. The effect of preventive oral care on postoperative infections after head and neck cancer surgery. Auris Nasus Larynx. 2020;47(4):643–9.
Karlafti E, Kotzakioulafi E, Peroglou DC, Gklaveri S, Malliou P, Ioannidis A, et al. Emergency general surgery and COVID-19 pandemic: are there any changes? A Scoping Review. Medicina (Kaunas). 2022;58(9):1197.
Zhao T, Wu X, Zhang Q, Li C, Worthington HV, Hua F. Oral hygiene care for critically ill patients to prevent ventilator-associated pneumonia. Cochrane Database Syst Rev. 2020;12(12):CD008367.
Dawes C, Pedersen AM, Villa A, Ekström J, Proctor GB, Vissink A, et al. The functions of human saliva: a review sponsored by the World Workshop on Oral Medicine VI. Arch Oral Biol. 2015;60(6):863–74.
Almhöjd U, Cevik-Aras H, Karlsson N, Chuncheng J, Almståhl A. Stimulated saliva composition in patients with cancer of the head and neck region. BMC Oral Health. 2021;21(1):509.
Deboni AL, Giordani AJ, Lopes NN, Dias RS, Segreto RA, Jensen SB, et al. Long-term oral effects in patients treated with radiochemotherapy for head and neck cancer. Support Care Cancer. 2012;20(11):2903–11.
Baba M, Aikou T, Natsugoe S, Kusano C, Shimada M, Nakano S, et al. Quality of life following esophagectomy with three-field lymphadenectomy for carcinoma, focusing on its relationship to vocal cord palsy. Dis Esophagus. 2017;11(1):28–34.
Oshikiri T, Takiguchi G, Hasegawa H, Yamamoto M, Kanaji S, Yamashita K, et al. Postoperative recurrent laryngeal nerve palsy is associated with pneumonia in minimally invasive esophagectomy for esophageal cancer. Surg Endosc. 2021;35(2):837–44.
Scholtemeijer MG, Seesing MFJ, Brenkman HJF, Janssen LM, van Hillegersberg R, Ruurda JP. Recurrent laryngeal nerve injury after esophagectomy for esophageal cancer: incidence, management, and impact on short- and long-term outcomes. J Thorac Dis. 2017;9:S868–78.
Acknowledgements
The authors are grateful to the patients with esophageal cancer at the Department of Gastroenterology and General Surgery at Kyushu University Hospital. We would like to thank Editage for the English language editing. This study was supported by the JSPS KAKENHI (Grant Number JP22H03389).
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
The authors declare no conflicts of interest associated with the present study.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Kubo, A., Fujita, K., Tanaka, S. et al. The impact of perioperative oral care on postoperative infection in patients with esophageal cancer: a retrospective cohort study before and during COVID-19. Surg Today (2025). https://doi.org/10.1007/s00595-025-03025-x
Received:
Accepted:
Published:
DOI: https://doi.org/10.1007/s00595-025-03025-x